COMPLIANCE PROGRAM

See the benefits of our compliance program

Support for senior administration

PROMOTION AND STRENGTHENING OF CULTURE

• TRAINING AND AWARENESS OF COMPLIANCE AND ETHICS
• PREPARATION AND REVISION OF RESPONSIBILITIES AND COMMITTEES
• DIAGNOSIS OF ORGANIZATIONAL ETHICS CULTURE
• SUPPORT IN OBTAINING PRO-ETHICS
• ISO 37001 - EVALUATION OF GAPS

Risk assessment compliance

PREVENTION

• MAPPING OF COMPLIANCE RISKS AND VULNERABILITIES
• DEVELOPMENT OF RECOMMENDATIONS FOR RISK MITIGATION
• PMO/MANAGEMENT OF RECOMMENDATIONS

Code of ethics, policies and corporate procedures

PREVENTION

• MAKING OF ETHICAL CONDUCT, CORPORATE POLICIES AND PROCEDURES
• SUPPORT IN CORPORATE POLICY MANAGEMENT
• PMO/MANAGEMENT OF RECOMMENDATIONS

Internal controls

PREVENTION

• MAPPING OF INTERNAL CONTROLS AIMED AT COMPLIANCE PROGRAM
• REVIEW, IDENTIFICATION OF INTERNAL CONTROL GAPS AND RECOMMENDATION FOR IMPROVEMENT
• DEVELOPMENT OF PERFORMANCE INDICATORS FOR THE COMPLIANCE PROGRAM (KEY PERFORMANCE INDICATORS)

Training and communication

PROMOTION AND STRENGTHENING OF CULTURE

• MAKING AND REVISION OF THE ORGANIZATIONAL COMPLIANCE TRAINING AND COMMUNICATION PLAN
• IMPLEMENTATION OF THE TRAINING AND COMMUNICATION PLAN IN A CUSTOMIZED WAY

Research

DETECTION

• DEFINITION OF STRATEGY, IMPLEMENTATION, EXECUTION AND MANAGEMENT OF THE HOTLINE SERVICE
• DEFINITION OF INTERNAL RESEARCH STRATEGY AND IMPLEMENTATION

THE THEMES OF EVALUATION ARE:

• REPUTATION ASSESSMENT OF LEGAL ENTITY AND PHYSICAL PERSON
• EVALUATION OF HD, NETWORK AND MOBILE FILES, E-DISCOVERY OF INTERNAL RESEARCH
• WORKSTATION (COMPUTER) AND MOBILE MONITORING
• CONSULTANCY APPLIED FOR DETECTION/FRAUD PREVENTION

Reporting channeL

DETECTION

• DEFINITION OF STRATEGY
• IMPLEMENTATION, EXECUTION AND MANAGEMENT OF THE HOTLINE SERVICE

Audit and monitoring

DETECTION

• AUDIT OF COMPLIANCE PROGRAM CONSIDERING THE STRUCTURE AND PREVENTIVE MEASURES
• DETECTION AND REMEDIATION OF NON-COMPLIANCE ACTS

DUE DILIGENCE OF THIRD PARTIES FOCUSING ON COMPLIANCE

DETECTION

• EVALUATION, IMPLEMENTATION OR REVIEW OF THE DUE DILIGENCE PROCESS OF THIRD PARTIES

Do you need more information?

Talk to one of our consultants